Selfhood and
Consciousness: A Non-Philosopher's Guide to Epistemology, Noemics, and
Semiotics (and Other Important Things Besides) [Entries Beginning with
"Persona ....."]
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First published online 13:00 GMT 28th February 2006, Copyright Derek J.
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BUT UNDER CONSTANT EXTENSION AND CORRECTION, SO CHECK AGAIN SOON
G.3 - The Glossary Proper (Entries
Persona .....)
Persona / Persona: [Latin = "a mask [.....] role, part,
character".] This classical Latin word for the assuming of a theatrical
role is a close relative of the words "person" and
"personality". The word was used by Pound (1901) to convey the
meaning of "an assumed identity or fictional I" and by Jung (1917) in
the sense of the social personality. In the spirit of these definitions, we use
the word in this glossary to indicate a double subset of the totality of our
mental resources. We subset firstly to those resources which are in any way
self-referenced. This will give us the body of semantic memory, episodic
memory, and other memory resources already described in the entry for consciousness,
Neisser's theory of. We then subset these a
second time, selecting each discrete cluster [noting that there may be
several to choose from] which the pronoun "I" can differentially
activate, that is to say, which can be activated for current use to the exclusion of others in one's
available repertoire.
ASIDE: Psychology has no final theory as to conceptual
relationship between personality, ego, and identity, and it could be that the selection of a particular
persona as appropriate to a particular occasion is mere "role play"
in the sense that social psychologists might use that term. However, it is also
possible (a) that an ego can adopt a given persona at a deeper level [the entry
for multiple personality disorder contains many examples of this],
experiencing it phenomenally, and (b) that the persona in question can then
enact a number of different roles as the day goes by. There are also cognitive
structures known as scripts, and it may be that if we put enough scripts
together we eventually get an ego.
Personal
Construct Theory: This is Kelly's
(1955/1963) application of the bipolar adjectival dimension - he called it the
"construction" - to the analysis of the structure of the mind in both
its intellectual and emotional aspects. Here is his opening theoretical
statement .....
"Man looks at his world through transparent
patterns or templets [=
"templates"] which he creates and then attempts to fit over the
realities of which the world is composed. [.....] Let us give the name constructs to these patterns that are
tentatively tried on for size. They are ways of construing the world. They are
what enables man, and lower animals too, to chart a course of behaviour
[.....]. In general man seeks to improve his constructs by increasing his repertory,
by altering them to provide better fits, and by subsuming them with
superordinate constructs or systems. [..... Unfortunately,] his personal
investment in the larger system, or his personal dependence upon it, is so
great that he will forego the adoption of a more precise construct in the
substructure. It may take a major act of psychotherapy or experience to get him
to adjust his construction system to the point where the new and more precise
construct can be incorporated" (Kelly, 1955/1963, pp8-9; emphasis added;
note the introduction of the term "repertory").
Kelly's method of analysis attracted a lot of
followers during the 1960s, but became even more popular when Britain's Don
Bannister and Fay Fransella "adopted" the system and promoted it to
the wider psychological fraternity (e.g., Bannister and Fransella, 1971;
Fransella and Bannister, 1977). [For details of the technique itself, see repertory
grid.]
Personal
Identity: [See firstly self.] This is the term under which
Hume addressed the problems of self and selfhood in his Treatise (Hume, 1739-1740). He begins by challenging our
presumption about the coherence of our selves over time, thus .....
"There are some philosophers, who imagine we are
every moment intimately conscious of what we call our SELF; that we feel its
existence and its continuance in existence; and are certain, beyond the
evidence of a demonstration, both of its perfect identity and simplicity.
[.....] Unluckily all these positive assertions are contrary to that very
experience, which is pleaded for them, nor have we any idea of self, after the
manner it is here explain'd" (Hume, 1739-1740, Treatise, I.vi; Nidditch edition, p251).
It would be more appropriate, Hume argues, to regard
the self as a loose construction of lesser impressions, "separable from
each other" (p252), and mingling "in an infinite variety of postures
and situations" (p253). The question is then what makes the illusion of
self so convincing? And the answer is the association
of ideas. Here is Hume himself on this .....
"[Identity] is merely a quality, which we
attribute to [these different perceptions], because of the union of their ideas
in the imagination, when we reflect upon them. Now the only qualities which can
give ideas a union in the imagination are [..... the] three relations of
resemblance, contiguity, and causation [and] as the very essence of these
relations consists in their producing an easy transition of ideas, it follows
that our notions of personal identity proceed entirely [] along a train of
connected ideas" (op. cit., p260).
Hume's position has since evolved into two
individually massive, but in many respects overlapping, psychological debates.
Modern discussions of personal identity tend either to emphasise the underlying
conceptual structures of "the self" [for more on which, begin with
the entry for self and follow the
onward links] or the dimensions of "the personality" [for more on
which, begin with the entry for persona
and follow the onward links]. Erikson, however, has kept the original term
"identity" alive in his developmental theory, thus .....
"[The] initial sense of identity comes from the
ministrations of a mother who serves as an auxiliary ego (Spitz, 1965) within a
common orbit of shared experience. Such an [environment] ensures that the
infant's cues will be empathically read, for food, rest, interaction and
communication, stimulation, and for physical comfort. The ensuing primary
identification establishes the body ego as a libidinised object for the
infant's very own use and observation. The infant gains, in addition, a sense
of a basic trust (Erikson, 1963) that the world will forever contain supplies
needed for further growth and development. Identification serves a progressive
function, not only in his object relationship with mother, but also in this
entire outer world experiencing of basic reality. Identification ends [.....]
when a stable identity emerges at the termination of the adolescent phase"
(Lucente, 1988, p160).
Personal
Identity, Consciousness of: In order
for one's personal identity to be
able to deploy its personality to
full effect, and to select appropriately from its range of personas, it needs to be equipped with subjectivity. We have commented extensively on this topic
elsewhere, and so will do no more here than note William James' views on the
subject. James raised the issue in the chapter on "Automaton Theory"
in his Principles of Psychology, seeing consciousness of identity as the
defining difference between a conscious organism and an automaton [compare
Chalmers on zombies a century later]. James' own position on this was
that consciousness was a "selecting agency" (pI.139), thus .....
"Every actually existing consciousness seems to
itself at any rate to be a fighter for ends, of which many, but for its
presence, would not be ends at all. Its powers of cognition are mainly
subservient to these ends, discerning which facts further them and which do
not. [.....] The brain is an instrument of possibilities, but no certainties.
But the consciousness, with its own ends present to it [..... will] reinforce
the favourable possibilities and repress the unfavourable or indifferent ones
[..... but h]ow such reaction of the consciousness upon the
[nerve-]currents may occur must remain at present unsolved ....."
(ppI.141-142).
James then returns to the topic in the chapter on
"Consciousness of Self" (Chapter 10), where he focuses on the
problems of "subjective synthesis" (pI.331). Here is the crux of his
argument .....
"Each thought, out of a multitude of other
thoughts, [is] able to distinguish those which belong to its own Ego from those
which do not. The former have a warmth and intimacy about them of which the
latter are completely devoid [.....]. The sense of personal identity is [.....]
the sense of a sameness perceived by thought and predicated of things thought-about.
These things are a present self and a self of yesterday. The thought not only
thinks them both, but thinks that they are identical. The psychologist, looking
on and playing the critic, might prove the thought wrong, and show that there
was no real identity [..... but the thought identity] would exist as a feeling
all the same; the consciousness of it by the thought would be there, and the
psychologist would still have to analyse that, and show where its illusoriness
lay. Let us now be the psychologist and see whether it be right or wrong when
it says, I am the same self that I was yesterday"
(James, 1890, ppI.331-332).
James concludes as follows .....
"We may sum up by
saying that personality implies the incessant presence of two elements, an
objective person, known by a passing subjective Thought and recognised as
continuing in time. Hereafter let us the words ME and I for
the empirical person and the judging thought" (James, Principles of
Psychology, 1890, I.371).
Personality: [See firstly personal
identity
and temperament.] In everyday English, one's "personality" is
one's "distinctive personal or individual character, esp. when of a marked
or notable kind" (O.E.D.). In psychology, this basic notion is then
extended (a) by placing personality theory as one of the two traditional
divisions of the science of individual
differences (the other division being intelligence theory), and (b) by the
bewildering portfolio of psychometric
schemes and packages by which it might be (c) assessed, and (d) validated. Here are some of the formal definitions on
offer in the literature .....
"There are two current
uses of the term 'personality', which involve basic differences in point of
view and method. In the commoner usage the term embraces the sphere of individual
differences, or such of these differences as are relatively persistent, or
such of them as are affective and volitional as distinct from intellectual.
[.....] The second usage embraces the thing which all personalities, as such,
possess - the thing that marks off a personality from all other objects, such
as a tree or a triangle. [.....] Both of these conceptions of personality have
to be used, but in every discussion of personality it makes a considerable
difference where the interest lies" (Murphy, 1947, p1).
"More colloquially,
personality means - what sort of a person is so-and-so, what is he like? At the
same time we usually restrict the term to the relatively permanent emotional
qualities underlying the person's behaviour, his drives and needs,
attitudes and interests, and distinguish it from his intellectual and bodily
skills and cognitive characteristics" (Vernon, 1964, p6; emphasis added).
"[Personality is] an
area of investigation rather than [an] entity, real or hypothetical.
[.....] Some of the terms and concepts may refer to the total functioning of
the individual, some to particular determinants of behaviour, some to
individual differences, and others to psychological processes" (Sarason,
1966, p15; emphasis added).
"Personality may be
defined as that which tells what a man will do when placed in a given
situation [and] we can be reasonably certain that we shall want to describe
and measure the personality by a number of traits,
and perhaps also by mood states at the time" " (Cattell, 1965, p25;
emphasis added).
"Personality can be
defined as an individual's habitual patterns of behaviour, unconsciously
determined, that are the outward manifestations of inner impulses,
fantasies, conflicts, and intrapsychic compromise formations. More simply put,
it could be described as one's mode of adaptation to life" (Riley and Mead,
1988/2006
online, p43; emphasis added).
"I believe that each
human being, in spite of sharing many characteristics with his fellows, is
genetically endowed with a unique personality. Just as all living things grow,
develop, and come to be whatever their inherited structure predetermines that
they shall be, so a man is urged on by forces of which he may be largely
unconscious to express his own uniqueness, to be himself, to realise
his own personality" (Storr, 1960, p165; emphasis added).
As a topic for academic
debate, the notion that there are basic
types of person goes back at least to early classical times. Hippocrates,
for example, identified four types of
man, namely "sanguine" [= "warm" and "rosy", in
both body and mind], "phlegmatic" [= "cold" and
"lazy", in both body and mind], "choleric" [=
"fiery" and "short-tempered"], and "melancholic"
[= "depressive" and "fearful"].
TEST YOURSELF NOW: What type of person are you under the
Hippocratic system of classification?
This classification was
grounded in suspected "constitutional" [= physiological] differences,
it being believed that you can predict which type a person is from their
stature and morphology [= "shape, build"] alone. We meet this same
notion again two millennia later in Shakespeare's famous observation about
Cassius having "a lean and hungry look" about him, and "thinking
too much", and we see it again in Rousseau's (1755) distinction between
the "Spartan" and the "Athenian" ideals of personhood, the
former being muscular and warlike, and the latter more refined and scholarly.
TEST YOURSELF NOW: What type of person are you under
Rousseau's system of classification?
By the closing years of the
19th century, the notion of bipolar dimensions was becoming increasingly
popular. William James offered us the distinction between tendermindedness and
toughmindedness .....
TEST YOURSELF NOW: What type of person are you on James'
tender-tough dimension?
..... and Freud (1914)
offered us the anaclitic-narcissistic dimension. At one extreme on this
dimension, an "anaclitic" person was by nature
"clingy" and overdependent, whilst at the other extreme, a
narcissistic person [now categorised by the DSM-IV as narcissistic
personality disorder] was driven totally by self love.
TEST YOURSELF NOW: What type of person are you on the
anaclitic-narcissistic dimension?
At this point, Freud's
one-time colleague Carl Jung entered the debate, offering us an alternative
dimension, and one which was so easy for the man in the street to identify with
that it soon entered our everyday vocabulary. This new axis of typing was
between "introversion" and "extraversion".
TEST YOURSELF NOW: BEFORE READING ANY
FURTHER, what type of person
are you on the introvert-extravert dimension?
Here is how Jung introduced
the distinction .....
"According to
definition, the normal man is influenced in equal measure from within as from
without. He makes up [the] middle group. On one side of this group are those
individuals whose motivations are mainly conducted by the outer object, and on
the other are those who allow themselves to be determined primarily by the
subject. I have designated the first group as extraverted, the latter as
introverted [.....]. The differentiation of type begins often very early,
so early that in certain cases one must speak of it as being innate. The earliest
mark of extraversion in a child is his quick adaptation to the environment, and
the extraordinary attention he gives to objects, especially to his effect upon
them. Shyness in regard to objects is very slight; the child moves and lives
among them with trust. [.....] Apparently he develops more quickly than an introverted child,
since he is less cautious. [.....] Every thing unknown seems alluring. Reversing the picture, one of the
earliest marks of introversion in a child is a reflective, thoughtful, manner, a
pronounced shyness, even a certain fear concerning unknown objects. [.....] Everything
unknown is regarded with mistrust. Outside influence is, in the main, met with
emphatic resistance. The child wants his own way, and under no circumstances
will he submit to a strange rule that he does not understand. When he
questions, it is not from curiosity or desire for sensation, but because he
wants names, meanings, and explanations which could provide him with a
subjective security over against the object. I have seen an introverted
child who made her first efforts to walk only after she had learnt the names of
all the things in the room with which she might come in contact"
(Jung, 1928, pp82-84; emphases added).
TEST YOURSELF NOW: HAVING NOW SEEN JUNG'S
DESCRIPTIONS, do you wish to change your judgment as to what type of person you are on the
introvert-extravert dimension?
A less successful 1920s
analysis came from the German psychiatrist Ernst Kretschmer, who devised
a scheme for interlinking one's physical constitution to one's personality and
one's personality to one's predisposition to particular classes of mental
illness. Taking up Shakespeare's point about lean and hungry men thinking too
much, he proposed three constitutional types, namely the "athletic"
(muscular and well-proportioned), the "pyknic" (rounded and tending
to obesity), and the "asthenic" (thin and weak).
TEST YOURSELF NOW: What type of person are you under
Kretschmer's system of classification?
The 1930s saw a major
addition to personality theory, with Gordon Allport's notion of the personality
"trait". Traits were those permanent things within or about an
individual by which that individual might reasonably be classified. Allport and
Odbert (1936) estimated that Western languages typically contained nigh on
18,000 words describing personal traits. For example, on p39 of their monograph
their list includes "admirable", "adorable",
"adulterous", "advanced", "aggravative",
"agreeable", "aimless", "alluring",
"amiable", and "amoral". Every person could thus be scored
on every one of these adjectives.
TEST YOURSELF NOW: What adjectives do you feel describe you
most appropriately? List the most appropriate five, then ten more.
But this initial richness of
expression soon starts to boil down to fewer, perhaps more abstract,
dimensions. For example, the trait descriptors <wise, clever, bright, smart,
etc.> and <dull, duncelike, stupid, cretinous, unintelligent, etc.>
are all nuances on a basic bipolar dimension running from genius at the top end
down to profound lack of intelligence at the bottom. Allport continued to
promote trait theory in his monograph "Personality" (Allport, 1937).
His basic argument was that systems of types invariably involve abstracting
"segments" of the "total personality", and then making
overmuch of what this gives you. Typologies, in Allport's view, therefore
"place boundaries where boundaries do not belong" (Allport, 1937,
p296). The relationship between individuals and types is that you are one, whilst the relationship between
individuals and traits is that you possess
one. Types, moreover, tended to be all-or-nothing classifications, whereas what
he called "the dimensional approach" implies grades in between.
ASIDE: Take the adjective
"stupid", and try to think of a stupid person. Now take the adjective
"wise", and try to think of a wise person. Now take the adverb
"stupidly", and try to think of a wise person who has on at least one
occasion behaved rather stupidly [contact the author for suggestions if you
cannot]. To be stupid is to be stupid as a type, whilst to behave
stupidly is to be stupid as a trait. The dimensional approach is good news for
psychometricians, because all-or-nothing systems produce only nominal level
data.
Allport continues .....
"The basic principle of behaviour is its continuous flow, each
successive act representing a convergent mobilisation of all energy available
at the moment. No single trait - nor all traits together - determine
behaviour all by themselves. The conditions of the moment are also decisive;
the special character of the stimulus, the temporary distribution of stresses
and tensions within the neuropsychic system, all demand a special form
of adaptive response, perhaps never again required in precisely the same way.
[.....] From moment to moment there is a redistribution of this available
energy, with the result that consummatory acts are ever changing and are the
product of the interaction of all manner of determining factors, of which
traits are only one. [.....] Traits, then, are discovered not by deductive
reasoning, not by fiat [arbitrary decree - Ed.], not by naming, and are
themselves never directly observed. They are discovered in the individual life
[only] through an inference" (Allport, 1937, Chapter 12).
Type theories made one final
attempt to fight back, however, with Sheldon and Stevens (1942) offering a
system which classified people "anthropometrically" [= "by
man-measurement"] according to their morphology, and coded up their measurements
as a three-digit "somatotype". Each digit in this somatotype could
take a value between 1 and 7, and scored, respectively, "endomorphy",
a measure of how relatively developed your "digestive viscera" are,
"mesomorphy", a measure of how relatively active your "somatic
structures" [= bone, muscle, and connective tissue] are, and
"ectomorphy", a measure of overall "fragility" and
"delicacy". These scores could be established objectively by nothing
more complicated than rulers and scales, and then used to correlate with
personality traits which respectively mirror the host physiology. Thus the
strong endomorph will display "viscerotonia" (manifesting itself,
ultimately, as gluttony). Such people "suck hard at the breast of mother
earth" (p73), and love proximity to others. Likewise, strong mesomorphs
will display "somatotonia", muscular vigour, whilst strong ectomorphs
will manifest their "cerebrotonia" by shunning conspicious
consumption and effort, and by generally "shrinking away from society"
(ibid.).
ASIDE: We are about to move on to
the topic of personality factors, and this requires readers to be reasonably
familiar with the notions of factor analysis as a statistical method. Readers
who lack this familiarity should get a feel for Olckers'
(1951) study of the factors making up arithmetical ability, and see how the
very right to existence of a particular psychological construct can sometimes
be confirmed or denied by reflecting on how objectively derived test scores
intercorrelate.
The method of factor analysis was originally developed
by Spearman (1927) to address the problem that "all human abilities are to
some extent correlated together" (Cattell and Kline, 1977, p13). It was then
increasingly used during the 1930s to study individual differences, and one of
these applications - Guilford's (1940) "STDCR" system - was, for its era, quite a
far-sighted attempt to explain a large number of qualities using a smaller
number of underlying dimensions. Five such dimensions were eventually
identified, namely S - Social Introversion, a measure of introversion in
the everyday sense of not being particularly fond of parties, T - Thinking
Introversion, a measure of introversion in the Jungian sense described
above, D - Depression, C - Cyclothymia, a measure of a person's tendency
to "ups and downs" of mood (as in bipolar disorder), and R
- Rhathymia, a measure of how "lively, carefree, and impulsive" a
person is.
TEST YOURSELF NOW: What type of person are you under
Guilford's system of classification?
Around the same time, a team of researchers at the University of
Minnesota published the early versions of one of the first "best
selling" personality assessments, namely the Minnesota Multiphasic
Personality Inventory (MMPI) (Hathaway and McKinley, 1942). There were 550
"true-false-cannot say" self-report questions, such as "I do not
tire quickly", "I am worried about sex", and "I believe I
am being plotted against"
TEST YOURSELF NOW: BEFORE READING ANY
FURTHER, answer a few of the
first 75 MMPI questions AVAILABLE
ONLINE, and - for each - try to
decide what the test authors are trying to find out about you.
Here is the rationale of the MMPI, formally stated .....
"The MMPI items range widely in content, covering such areas as
health, psychosomatic symptoms, neurological disorders, and motor distrubances;
sexual, religious, political, and social attitudes; educational, occupational,
family , and marital questions; and many well-known neurotic or psychotic
behaviour manifestations, such as obsessive and compulsive states, delusions,
hallucinations, ideas of reference, phobias, and sadistic and masochistic
trends" (Anastasi, 1990, pp526-527).
The 550 questions were then selectively coded so as to provide separate
scores on the following ten dimensions .....
Scale 1 - Hs
(Hypochondriasis): This dimension
purported to measure a subject's neurotic overconcern with his/her bodily
functions.
Scale 2 - D
(Depression): This dimension
purported to measure how close a subject might be to clinical depression.
Scale 3 - Hy (Hysteria): This dimension purported to
measure how close a subject might be to
clinical hysteria.
Scale 4 - Pd
(Psychopathic Deviate): This
dimension purported to measure how close a subject might be to clinical psychopathy.
Scale 5 - Mf (Masculinity-Femininity): This dimension purported to
measure homosexual tendencies.
Scale 6 - Pa (Paranoia): This dimension purported to
measure how close a subject might be to
clinical paranoia.
Scale 7 - Pt (Psychasthenia): This dimension purported to
measure how close a subject might be to
clinical obsessive compulsive disorder.
Scale 8 - Sc (Schizophrena): This dimension purported to
measure how close a subject might be to
clinical psychosis.
Scale 9 - Ma (Hypomania): This dimension purported to
measure how close a subject might be to
clinical hypomania.
Scale 10 - Si (Social Introversion): This dimension purported to
measure introversion in the commonly understood sense
TEST YOURSELF NOW: To better appreciate the problems of
inventory design, try devising a question of your own under each of the ten
scales.
The MMPI also usefully
allowed items to be rescored after the main scales had been calculated, so as
to provide additional validating indices. Subjects would be flagged up as
needing additional scrutiny, for example, if they returned to many "Cannot
Say" responses, or answered pre-determined "lie scale questions"
the wrong way. The latest form of the instrument, with up-to-date norms,
additional scales, and DSM-compatible disorder naming, is the MMPI-2 (1989) [see commercial
advertisement], and is claimed as the best selling personality assessment
of all time for both clinical and research work. Despite the MMPI's popularity,
however, the world of personality theory was dominated in the 1950s and 1960s
by two rival systems, namely those of Raymond B. Cattell and Hans J. Eysenck.
Cattell began by showing how Allport and Odbert's 18,000 trait words could most
profitably be handled (Cattell, 1946). Using the techniques of factor analysis
to excellent effect, he identified firstly 35 or so underlying traits, and then
further reduced these to "at least twenty-five", from which he then
selected the 16 with the greatest predictive power as the basis of his famous
"16PF" personality assessment. Even so, he predicted that these could
be further reduced to around six.
For the supporting detail,
see personality,
Cattell's system of.
Eysenck's success lay in
cleverly integrating the classical distinction between sanguine, phlegmatic, choleric,
and melancholy with the Freudian notion of neuroticism-stability, the Jungian
notion of introversion-extraversion, and a neurophysiologically grounded
approach of his own not unlike that taken by Freud's Project. In his early theories,
Eysenck re-worked neuroticism-stability as his "N" dimension, and
introversion-extraversion as his "E" dimension, and set these out
graphically as a two-axis system of Cartesian coordinates. In his later
writings, he added in a third "P" dimension, measuring "psychoticism"
(e.g., Eysenck, 1976, 1977), giving us a more powerful three-dimensional
coordinate system, sometimes known as the "PEN system" because of the
three initials involved.
For the diagrams, and
further detail of Eysenck's system, see personality, Eysenck's system of.
The most influential of late
20th century systems has been that of McCrae and Costa (e.g., 1987), which has
replaced Cattell's 25-plus source traits with 30 "facets of
personality", and organises these under five major headings rather than
six.
For the supporting detail,
see personality,
"big five" system of.
The argument between
personality theorists continues to this day. Mischel (1968) famously criticised
the trait approach for low predictive validity, estimating that the mean
correlation between a formal measure of a trait and independent confirmation of
the trait in actual behaviour was typically in the (far from impressive) range
.20 to .30. Nevertheless, this weakness did not prevent Deary and Matthews
(1993) proposing (a) that traits were still "alive and well", and (b)
that five of them was a good number to go for. Cooper (2002) tries to bring the
loose ends together by showing how traits and factors are ultimately just
different aspects of the same problem, as follows .....
"Once the main
dimensions of personality have been established, it should be possible to
develop tests to show the position of each person along each of these
dimensions - thus allowing people's personalities to be compared directly.
Trait theories of personality follow precisely this approach. They assume (then
later test) that there is a certain consistency about the way in which people
behave, that is, behaviour is to some extent determined by certain
characteristics of the individual, and not entirely by the situation. This
seems to tie in well with personal experience. We very often describe people's
behaviour in terms of adjectives (bossy,
timid, life and soul of the party) implying that some feature of them,
rather than the situations in which they find themselves, determines how they
behave. [.....] The basic aims of trait theories are therefore simple: [1]
To discover the main ways (dimensions) in which people differ [and] to develop
valid tests to measure these traits. One can then describe a person's
personality merely by noting their scores on all of these personality
dimensions [.....]. [2] To check that scores on these dimensions do, indeed,
stay reasonably constant across situations - for, if not, situations must determine
behaviour, people have no personality, and we should all re-train as social
psychologists. [3] To discover how and why these individual differences come
about, for example whether they are passed on genetically, through crucial
events in childhood (as Freud would have us believe), through the examples of
our parents [.....] or because of something to do with the biology of our
nervous systems" (Cooper, 2002, pp103-104).
WHERE TO NEXT:
Where you go next depends upon your particular line of enquiry. If interested
in personality assessment per se, be
that educational, organisational, or clinical, see personality, assessment of; if interested in
personality primarily as something which can go wrong, see personality
disorders
in general or dissociative identity disorder in particular.
Alternatively, simply scroll on downwards through the entries below until a
hyperlink takes your fancy.
Personality,
Assessment of: [See firstly personality.] Personality assessment is
big business (a) for research purposes, (b) for clinical assessment, and (c)
for occupational assessment, and is growing in such areas as criminology and
special education needs assessment. A simple search of the Internet will reveal
the sort of work currently occupying
researchers worldwide .....
TRY IT NOW: Conduct a Google Scholar
search for keyword combinations of EPI, MMPI-2, and 16PF with such target
interest areas as "criminality", "rape", "accident
proneness", "terrorism", and so on.
for more on the MMPI see
within the root entry for personality
for more on the 16PF see personality,
Cattell's system of
for more on the EPI see personality,
Eysenck's system of
for more on the OCEAN see personality,
"big five" system of
Nevertheless, the assessment
industry is not without its critics, both on theoretical and ethical grounds.
Theoretically, for example, the operational derivation of major scientific
constructs is still frowned upon by scientific purists, and ethically Bentall
(1993) takes the industry in general, and the OCEAN system in particular, to
task on humanistic grounds. Here is his criticism .....
"The 'big five'
[approach] seems to suffer from many of the disadvantages of traditional
diagnostic approaches to psychopathology. First, although these dimensions are
described as natural kinds, examination of the labels used to designate them
suggests that their interpretation has been tainted by investigators' value
systems. I suspect that most people will have a pretty clear idea of where they
would like to find themselves on the dimensions of 'neuroticism',
'extraversion', 'openness', 'agreeableness', and 'conscientiousness' [but by
the same token, t]he individual who is anxious, introverted, reserved,
uncompliant, and not achievement-orientated stands condemned as a lesser human
being" (Bentall, 1993, p307; emphasis added).
Personality,
Atlas: See Atlas
personality.
Personality,
Attitudes, and Beliefs:
"In
Hungary, the saying is, 'An anti-Semite is a person who hates the Jews more
than is absolutely necessary'" (Allport, 1954/1979, p4).
[See firstly aggression,
ethological theory and and the root entry for personality; also the individual entries for attitude, belief, belief system, judgment, opinion, and public
opinion in
the companion Rational
Argument Glossary; also the entry for proposition (2) in the companion Psycholinguistics
Glossary.] Philosophically speaking, a "belief" is a proposition
judged by the believer in question to be factually true, but with a niggling
recognition that not everyone accepts that truth the way you do. To have a
belief, in other words, usually puts you on the emotional defensive and to
hold to a particular belief system, where the individual beliefs interweave and
self-justify, simply compounds that defensiveness. Unfortunately, different
people get defensive about different things. This is because many, if not all,
of the underlying dimensions of the mind are bipolar. Take politics, for instance, and then recall Tendermindness
and Toughmindedness, the
dimensions which so impressed William James in the 1890s [see preceding
entry] - can we not look at the Tories as that third of the population in whom Toughmindedness
predominates, and at the Socialists as that third in whom Tendermindedness
holds sway?
TEST YOURSELF NOW: Assume for the
moment that you hold the
conventionally right-wing belief that asylum seekers should be "sent back
to where they came from". If you still took this view, knowing that the
person in question would be persecuted by the regime in power there, and
judging that that was their problem not yours, then you are both
right-wing and Toughminded. Now read Ray's (1984/2007 online) article
"Half of All Racists Are Left-Wing", and think again, for the
dynamics of attitudes and beliefs regularly confound conventional analysis.
The topic of an individual's basic approach to the
world also came out in early psychodynamic theory, being clearly visible in
Freud's description of the act of defecation as being the infant's "first
'gift'" (Freud, Introductory Lectures, 1917/1962, p357), and therefore
as the first gift to be withheld in any attack of frustrated anger. It is then
only a short further step to the notion of "anal retentiveness" as a
personality trait in those in whom this infantile contrariness fails properly
to resolve and actually fixates at this stage of development.
for further detail see aggression, psychodynamic
theory and (especially the closing 1933 quotation)
Similarly, the classic psychodynamic take on attitudes
was to regard them as defense mechanisms for the ego.
TEST YOURSELF NOW: (1) Remind yourself of one of your strongly
held opinions [on euthanasia, perhaps, or abortion]. (2) Write this belief down
in the DELIBERATELY NEGATED form, thus "I passionately believe that
doctors [for example] SHOULD/SHOULD NOT [depending which view you do NOT
currently support] be allowed to approve terminations of pregnancy on
demand". (3) Now read what you have written, and try to believe it. You
will not be able to, of course, because you believe the opposite, but what you
will hopefully experience is a reawakening of the emotions which made the
original belief so important to you, and THAT is what you need to reflect upon.
(4) Focus on that surge of emotionality (a feeling of righteous indignation,
perhaps, or even outright anger) and try to identify what those feelings are,
where they are coming from, why they were in there in the first place, and
what more painful thoughts they might be keeping from becoming conscious.
Jung (1928) took a psychodynamic approach to human
belief in spirits, seeing it as an important area of study because it offered
an alternative to "the senseless and desolating materialistic view"
of the world (p251). As far as he was concerned, the question boiled down to
what it would have been reasonable at the time for primitive
pre-scientific man to believe about the mysteries of life and death, thus .....
"Considered from the standpoint of history it is
not to be wondered at that so-called 'spiritual' phenomena should be used as an
effective defence against the unenlightened evidence of the senses [.....].
This is the case with the primitive man, whose complete dependence upon nature
makes concrete circumstance of the greatest importance for him. [.....] His
keen senses [.....] expose him to unfavourable experiences [leaving] him always
in danger of losing that mysterious inner power which alone makes man a man.
But his belief in spirits, or rather in the spiritual, constantly releases him
from the fetters of pure concretism in which his senses would hold him"
(Jung, 1928, p251).
The situation became even more complicated once modern
style personality assessment batteries started to emerge in the 1940s. How, for
example, did our emotionally driven nature show itself in the factor clusters
which started to emerge from the data, and how did it help their authors give
them appropriate names? Taking Hathaway
and McKinley's (1942) MMPI instrument as paradigmatic, we can see an immediate
role for both their Psychopathy (Scale
4) and Paranoia (Scale 6) measures,
for both define at a very fundamental level how individuals stand in relation
to, and interpret the motivations of, their fellow citizens. The same goes for
Cattell's Dominance (Factor E), Stoutheartedness (Factor H), and Tendermindedness
(Factor I). Cattell even tried to bring together the cognitive and conative [=
emotional] aspects of the mind in his hypothesising on the nature of sentiment
structures. Then, in the spring of 1945, news started to come out about the "Holocaust" - the systematic
and institutionalised genocide directed against European Jewry by the Nazis
during World War Two - and personality theorists suddenly had some real
explaining to do [for more on the issues here,
see Goldhagen in the entry for aggression, institutionalisation of]. Probably
the most famous response in the present context was Adorno,
Frenkel-Brunswik, Levinson, and Sanford's (1950) "The Authoritarian
Personality", a study of "authoritarianism" as the personality
factor which predisposed people to fascist ideology.
for
the supporting detail, see personality, authoritarian and ethnocentric
Another author who clearly
saw the interdependence of belief and personality systems was Michigan State
University's Milton Rokeach, who devised a measure of socio-political
"dogmatism" as an adjunct to the early work on authoritarianism.
for
the supporting detail, see personality, dogmatism and
So what are we really
looking at in all this? Why are there individual differences in
tenderness-toughness? Is there perhaps a gene for gas chamber operative, or do
we just pick that tendency up at our parents' knee along with so many other
things? And if the latter, what are the parenting practices we ought to be
doing something about? We do not have many of the answers here, but direct
the inquisitive reader to the discussion of aggression, personality
disorders and, and its onward links.
Personality,
Authoritarian and Ethnocentric: [See
firstly personality, attitudes, and beliefs.] The emigré German
psychiatrist Erich Fromm was one of the first to extend psychological
considerations to the politics of European fascism, thus .....
"The First World War was regarded by many as the
final struggle and its conclusion as the final victory for freedom. [.....] But
only a few years elapsed before new systems emerged which denied everything
that men believed they had won in centuries of struggle. For the essence of
these new systems, which effectively took command of man's entire social and
personal life, was the submission of all but a handful of men to an authority
over which they had no control. At first many found comfort in the thought that
the victory of the authoritarian system was due to the madness of a few
individuals [..... but we now] recognise that millions in Germany were as eager
to surrender their freedom as their fathers were to fight for it; that instead
of wanting freedom, they sought ways to escape it" (Fromm, Escape from Freedom, 1941/1969, pp2-3).
For his part, Fromm saw authoritarianism as one of several ways for
people to avoid achieving true freedom .....
"The first mechanism of escape from freedom [is]
the tendency to give up the independence of one's own individual self and to
fuse one's self with somebody or something outside of oneself in order to acquire the strength which the
individual self is lacking. [.....] The more distinct forms of this
mechanism are to be found in the striving for submission and domination, or, as
we would rather put it, in [masochism and sadism]. The most frequent forms in
which masochistic strivings appear are feelings of inferiority,
powerlessness, individual insignificance. [.....] In the more extreme cases -
and there are many - one finds besides these tendencies to belittle oneself and
to submit to outside forces a tendency to hurt oneself and to make oneself
suffer. [.....] Besides these masochistic trends, the very opposite of them,
namely sadistic tendencies, are regularly to be found in the same kind
of characters. They vary in strength, are more or less conscious, yet they are
never missing. We find three kinds of sadistic tendencies, more or less closely
knit together. One is to make others dependent on oneself [..... a]nother
consists of the impulse not only to rule over others [but] to exploit them
[..... and the] third kind of sadistic tendency is the wish to make others
suffer" (Fromm, Escape from Freedom,
1941/1969, pp140-143; emphasis added).
Fromm's construct of authoritarianism was elevated to
the status of a basic psychometric dimension by Adorno, Frenkel-Brunswik, Levinson, and Sanford (1950) in order to
explain the attribute clusters which could be observed in people known to be
thus-minded, and the result was a test battery known as the California
F-Scale .....
TEST YOURSELF NOW: How much of a fascist are you? Take an
online derivative of the F Scale now - just
click here. [RELAX, IT'S ACTUALLY QUITE FUN!]
Research into the authoritarian
personality gradually revealed some interesting patterns. Here, for example, is
Allport - personality guru from the 1930s - turning his powers of analysis onto
the authoritarianism problem in the 1950s .....
"Strict insistence on
cleanliness, good manners, conventions is more common among them than among
tolerant people. [.....] They are less condemnatory of social misdemeanours,
including violation of sexual standards. They tolerate human weakness just as
they tolerate minority groups" (Allport, 1954/1979, pp398-399).
Allport's main points,
however, were (a) that prejudice was in many respects not abnormal, and (b)
that it had scientific causes. On the issue of whether prejudice was learned,
for example, he noted .....
"Although we cannot yet
be dogmatic about the matter, it seems very likely that rejective, neglectful,
and inconsistent styles of training tend to lead to the development of
prejudice. Investigators have reported how impressed they are by the frequency
with which quarrelsome or broken homes have occurred in the childhood of
prejudiced people. [With anti-Semitic individuals in psychoanalysis, m]ost of
them had an unhealthy homelife as children, [..... with] little or no affection
or sympathy between the parents" (Allport, 1954/1979, pp299-300).
This prompted Sanford (1959)
to study the relationship between family life (and especially the family's
disciplinary practices) and the development of authoritarianism and
ethnocentrism. He concludes that there is a major role for ego strength
in determining the outcome, thus .....
"The difference lies in
the way [pathogenic family] tendencies are managed. This is a matter of ego
functioning. Because of the various failures in this department, such as the
extreme narrowness of consciousness, rigidity of functioning, and use of
primitive mechanisms of defense, that distinguish the more authoritarian
subjects, there is justification for speaking of their ego weakness. [.....]
There is in the authoritarian pattern the picture of an ego that is in constant
danger of being overwhelmed either by emotional impulses from within or
authoritative demands from without" (Sanford, 1959, p114).
And on fascism itself
.....
"People who follow
demagogues have no precise idea of the cause to which they are devoted. There
is vagueness both about the objective and about the means for reaching the
objective. [.....] We need a comprehensive, scientific study of the membership
of [such] organisations. Observers have reported that members seem to be people
who have obviously not succeeded in life, mostly over 40 years of age,
uneducated, bewildered, grim in facial expression. The presence of many
rigid-appearing women suggests that some may be loveless creatures ready to
find in the demagogue a fantasied lover and protector. It may well turn out
that followers are nearly all individuals who have felt themselves to be
somehow rejected. Unhappy home life, unsatisfactory marriage, may be frequent
among them. Their age suggests that they have lived long enough to sense a
hopelessness about their vocations and social relations" (Sanford, 1959,
p418).
Personality, "Big Five"
Systems of: [See firstly personality factors.] One of the most
popular attempts to simplify the multi-factorial system proposed by Cattell
came from McCrae and Costa (1987), who
took 30 basic "facets" of personality and allocated them, six at a
time, to only five basic "dimensions". This explanatory system is
commonly known as the "Big Five", or OCEAN, system (from the
initial letters of the five dimensions), thus .....
(1) Openness to Experience: This factor subsumes such
more precisely definable qualities as imagination, erudition, catholicism of
taste, willingness to experiment, eclecticism of explanation, tolerance of
diversity, and the like.
(2) Conscientiousness: This factor subsumes such more precisely definable
qualities as sense of competence, orderliness, sense of responsibility,
motivation to achieve, self-discipline, and deliberateness.
(3) Extraversion: This factor subsumes such more precisely definable qualities as warmth,
gregariousness, assertiveness, activity level, excitement-seeking, and positive
emotions. [This factor is commonly
regarded as "almost identical" to Eysenck's E dimension (e.g., Deary
and Matthews, 1993).]
(4) Agreeableness: This factor subsumes such more precisely definable qualities as trust
in others, sincerity, altruism, compliance, modesty, and sympathy.
(5) Neuroticism: This factor subsumes such more precisely definable
qualities as anxiety, angry hostility, moodiness, self-consciousness,
self-indulgence, and sensitivity to stress. [This factor is commonly
regarded as "almost identical" to Eysenck's N dimension (e.g., Deary
and Matthews, 1993).]
These five basic dimensions
are validated by empirical data showing that few of the facets correlate across
dimensional boundaries (Costa, McCrae, and Dye, 1991), leading Costa and McCrea
(1993) to claim as follows .....
"The five factor model
has provided a unified framework for trait research; it is the Christmas tree
on which findings of stability, heritability, consensual validation,
cross-cultural invariance, and predictive utility are hung like ornaments"
(Costa and McCrea, 1993, p302).
A competing big five system
was devised by Goldberg (1981, 1983 cited in Digman, 1990), and Digman (1990)
himself has reviewed the cross-mapping of the five- and the non-five systems,
if interested.
Personality, Buss and Plomin's
Four-Factor System: Buss and Plomin (1975) bundle up the available factors using only four
dimensions, as follows .....
Activity: This is a high-low measure
of how much behaviour a child engages in.
Emotionality:
This is a
high-low measure of the emotional intensity of said behaviour.
Sociability:
This is a
high-low measure of how happy the child is in the company of others.
Impulsivity:
This is a
high-low measure of how well controlled the child's behaviour is on the
inhibited-disinhibited dimension.
Personality, Cattell's System of: [See firstly personality
factors.] Cattell's primary argument was that human traits are organised
hierarchically (e.g., Cattell, 1965). To start with, there are a number of
"source traits", each of which reflects a relatively pure
"factor-dimension" with a single underlying explanation (p374). These
are then overlain by number of "surface traits", which show up
in the data (because they correlate), but DO NOT reflect single underlying
factors. Surface traits are often particular to individuals, in fact, such as
might be demonstrated by one's hobbies and interests. The task of both the
theoretician and the applied psychometrician is then to use factor analysis to
see through the superficial in search of the underlying. When you do this
properly (and it is far from easy and yields interpretations, not facts) .....
"What comes out by the
statistical calculations of factor analysis, as a unitary dimension or factor,
is best characterised psychologically as a source trait. For it operates
as an underlying source of observed behaviour. However, not all observed
behaviour which correlates together can be identified with a source trait.
Sometimes things go together by reason of overlap" (Cattell, 1965, p67).
Cattell (1949) published his
"16PF" personality assessment package, in which an individual's
"surface" performance was assessed across a battery of tests and then
converted into scores on 16 source traits. Here is an extract from the scheme
as it was presented in Cattell (1965) [note that the letter coding is not
always continuous] .....
Factor A -
Affectothymia (Outgoing or Reserved): This factor reflects basic social orientation in
terms of "liveliness" (p66) of the emotions and willingness to
participate. The two extremes on this dimension are the
"affectothyme", the "normal" healthily reactive and
engaging individual, and the "sizothyme", a "detached, shut-in,
emotionally inexpressive type" (p67) [the word comes from the forcibly
constructed Greek for "flatness of affect" (p66)].
Factor B -
Intelligence (Abstract or Concrete Thinker): This factor reflects an individual's basic
ability for abstraction, is classed as a "common trait" (as
defined above), and seems to encapsulate the accumulated capacity for acquiring
new knowledge by the lower-level processes of conditioning, in both its
Pavlovian and operant subtypes.
Factor C -
Ego Strength (Emotionally Stable or Labile): This factor reflects an individual's basic
ability to run their life in a mature, persistent, and calm fashion, as opposed
to displaying what has recently been termed "limbic irritability"
- labile, irritable, changeable, and without an achievable life strategy.
Factor E -
Dominance (Assertive or Humble): DETAIL TO FOLLOW
Factor F -
Surgency (Carefree or Serious): This factor reflects an individual's "life and
soul of the party-ness" (cf. p93). An F+ person displays a characteristic
wit, sociability, energy, and talkativeness, whilst an F- person presents as
depressed, pessimistic, dull, taciturn, and unable to relax. Cattell measured
Surgency using questions such as: "Do you prefer the type of job that
offers constant change, travel, and variety, in spite of other drawbacks?"
(p92).
Factor G -
Superego Strength (Conscientious or Expedient): DETAIL TO FOLLOW
Factor H -
Stoutheartedness (Parmia or Threctia): This factor reflects an individual's position on what
is effectively the dimension of confidence - shyness. The names coined by Cattell for the extremes on these dimensions are
"parmia" (H-positive) and "threctia" (H-negative), and he
explicitly relates these to a physiological predominance of sympathetic and
parasympathetic nervous systems, respectively.
Factor I -
Tendermindedness (Tenderness or Toughness): This factor reflects an individual's
position on the dimension of dependency - self-reliance.
Factor Q4 -
Ergic Tension (Tense or Relaxed): [See firstly the definition of erg in the entry for sentiment structure.] This factor reflects
an individual's emotional driven-ness [our term]. A tense person is one whose
ergs are at visibly high levels, whilst a relaxed person eitherr has lower
ergic levels, or else is able to manage them better.
As a factor analyst, Cattell
was acutely concious of the issue of construct validity, and offers the
following open reflection on the pros and cons of the 16PF system .....
"Because the number of
source traits is large - at least twenty-five, though only sixteen are perhaps
large enough in influence to be put into test instrument scales - some
practitioners have suggested that we work, alternatively, with second-order
factors, which are fewer. Thus Eysenck's MPI [.....] measures just two or three
such factors. [.....] One treads on complex technical matters here but [.....
w]hen this is done with [.....] the 16PF, one finds six second order factors,
one of which is general anxiety level [.....], and another extraversion to
introversion [.....]. The 16PF is designed to score on six factors instead of
sixteen, if we wish. But this scoring [.....] will not give us as much
prediction of criteria as will sixteen factors" (Cattell, 1965,
pp101-102).
Personality
Disorders: This is the DSM-IV header category for the ten specific
disorder groups listed below, plus a "not otherwise specified". The
common feature is "an enduring pattern of inner experience and behaviour
that deviates markedly from the expectations of the individual's culture and is
manifested in at least two of the following areas: cognition, affectivity,
interpersonal functioning, or impulse control" (DSM-IV, 2000, p686).
"A person who has unusual enduring traits that cause them to suffer, or
that render them unable to cope with life, is considered to have a personality
disorder" (Jarrett, 2006). Jarrett summarises the variants of personality
disorders as follows .....
"Personality disorders are caused by a
combination of biological, psychological, and social factors. Twin and adoption
studies looking at healthy personalities have found between 50 and 50 per cent
of variation between participants is explained by genetic inheritance. Other
studies have found that personality problems tend to group in families [.....].
Inevitably, experiences within the family may also sow the seed of personality
disorder. There's evidence, for example, that childhood neglect and abuse are
linked with PD. Indeed, the fact that girls are more often victims of sexual
abuse than physical abuse, while the opposite is true for boys, is thought
to predispose them to different kinds of psychological vulnerability. This
could explain why some personality disorders, such as [antisocial
personality disorder], are more common in men, whereas others, such as [borderline
personality disorder], are more common in women" (p403).
The ten specific personality disorders listed by the
DSM-IV are as follows .....
antisocial personality disorder, avoidant personality
disorder, borderline personality disorder, dependent personality
disorder, histrionic personality disorder, narcissistic
personality disorder, obsessive-compulsive personality disorder, paranoid
personality disorder, schizoid personality disorder, and schizotypal
personality disorder
WAS THIS A SENSITIVE TOPIC FOR YOU?:
If for any reason you have been emotionally affected by any of the issues dealt
with in this entry, you will find professionally prepared information packs and
competent helpline staff at the contact points identified below or at a number
of other websites readily accessible over the Internet. UK readers will probably
find it best to start with the information
on mental health issues in general at the NHS
"Equip"
website. We also recommend the Royal College of
Psychiatrists website [take
me there]. Non-UK
Readers will need to
refer to the healthcare, social, and educational services in the country
concerned, although the UK-based websites will give a general indication of the
issues. All Readers: Should a
hyperlink no longer be active, please contact
the author to have it reinstated.
Personality,
Dispositional Optimism and: In everyday English, an "optimist" is "a person who looks
on the bright side of things" (O.E.D.). Psychology takes this definition a
bit further by distinguishing between "state-" (i.e., reactive) and
"trait-" (i.e., dispositional) optimism, the former being a transient
response to a current uncertainty of outcome, and the latter being a far more
enduring predisposition, tantamount to a personality variable. Thus an optimist
may be a optimist at heart, but nevertheless be realistically pessimistic about
the chances of making winning the lottery, say. Scheier and Carver (1987) have studied the relationship between
optimism "as a personality disposition" (p170) and health (via, it
must be said, the intervening variables of having more effective stress
management strategies, and the like).
They devised the Life Orientation Test (LOT), an eight-item Likert scale
test of optimism-pessimism, comprising questions such as "If something can
go wrong for me, it will" (p172). They then carried out a number of
correlational studies, comparing LOT scores with a number of other
psychological and health measures. Positive correlations were obtained, for example,
between LOT scores and patients' recovery from coronary artery bypass surgery.
Their general conclusion was as follows .....
"Taken together, these various findings strongly
suggest that optimism exerted a strong and pervasive positive effect on the
patients' physical well-being, both during and immediately following surgery.
Compared to pessimists, optimists seemed to show fewer signs of intraoperative
complications and to evidence a faster rate of recovery" (Scheier and
Carver, 1987, p179).
Personality,
Dogmatism and: [See firstly personality, authoritarianism and.]
Dogmatism as a personality construct is Rokeach's (1952, 1954, 1960) attempt to
improve upon Adorno et al's (1950) general notion of authoritarianism. He began
his analytic by setting out a model of our belief-disbelief systems, as follows
.....
"The belief
system is conceived to represent all the beliefs, sets, expectancies, or
hypotheses, conscious and unconscious, that a person at a given time accepts as
true of the world he lives in. The disbelief
system is composed of a series of subsystems rather than merely a single
one, and contains all the disbeliefs, sets, expectancies, conscious and
unconscious, that, to one degree or another, a person at a given time rejects
as false. Thus, our conception of the disbelief system is that it is far more
than the mere opposite of the belief system" (Rokeach, 1960, p33).
His basic argument was then as follows .....
"[Dogmatism is] (a) a relatively closed cognitive
organisation of beliefs and disbeliefs about reality, (b) organised around a
central set of beliefs about absolute authority which, in turn, (c) provides a
framework for patterns of intolerance and qualified tolerance toward
others" (Rokeach, 1954, p38).
Rokeach then defined what he called the
"open" and the "closed" belief systems of the "open
mind" and the "closed mind". The main points of comparison were
(a) that open minds are markedly better integrated than closed ones, (b) that
the belief content of an open mind does not automatically presume that it is
under threat, whilst that of a closed mind does, and (c) that open minded
people take a broader time perspective than do closed minded ones. Rokeach
supported his theorising with data obtained from a purpose-written psychometric
instrument known as the Dogmatism Scale. This was initially an 89-item Likert
scale instrument, although it was reduced as 40 items as the body of research
data grew. The questions were separated out at coding time into 20 measuring
"opinionated rejection" (i.e. testing the disbelief aspects of the
system) and 20 measuring "opinionated acceptance" (testing the belief
aspects). Each block of 20 questions was then further broken down into ten
items typical of politically left-wing views and ten items typical of politically
right-wing views. Here are two specimen questions from the rejection set
(British Form - Form Ce) .....
"A person must be pretty stupid if he still
believes in differences between the races" (p85; politically left-wing).
"You just can't help but feel sorry for the
person who believes that the world could exist without a Creator" (p85;
politically right-wing).
And here are corresponding specimens from the
acceptance set .....
"Thoughtful persons know that the Tories are not
really interested in democracy" (p86; politically left-wing).
"It's already crystal-clear that the United
Nations is a failure" (p86; politically right-wing).
Personality, Eysenck's
System of:
In its final form (e.g., Eysenck and Eysenck, 1976), Eysenck's theory of
personality was based on the following three orthogonal dimensions .....
N - Neuroticism versus Stability: This is a fundamental
dimension reflecting how anxious, obsessive, and otherwise "neurotic"
in the classical sense a person was. A person would expect to score highly
on the N-scale, for example, if s/he were prone to panic attacks.
E - Extraversion versus Introversion: This is a fundamental
dimension reflecting an individual's position on a scale of social introversion
[compare Scale 10 of the MMPI].
P - Psychoticism versus Not: This is a fundamental
dimension reflecting "a certain recklessness, a disregard for common sense
or conventions, and a degree of inappropriate emotional expression"
(Boeree, 2006 online).
Eysenck saw these individual
differences as arising ultimately from basic neurophysiological differences.
The N-tendency, for example, would arise from poorly adjusted or controlled
activity within the limbic system [compare Teicher's more recent work on abuse-related
brain damage]. He also like to represent an individual's scores by plotting
them on a three-coordinate axis system [image]. Eysenck and Eysenck (1971)
compared 518 "criminals" with 606 closely matched non-criminals, and
believe that the prisoner population was "significantly higher" on
their P and N measures, but lower on E, than the controls.
Personality
Factors: [See firstly personality.] A personality
"factor" is a conjectural personality trait, as suggested by the
application of factor analytical statistical analysis to broad spectrum
empirically derived observations. It is in the nature of that statistical
method to leave much to the final judgment of the researcher(s) involved, and
so a large number of alternative systems have been suggested over the years,
about which we have provided self-contained entries for the following .....
personality, Buss and Plomin's four factor system of
personality, Cattell's system of
personality, "big three" system of
personality, "giant three" system of
personality, "big five" system of
personality, MBTI system of
personality, Thomas and Chess's nine factor system of
Personality,
"Giant Three" System of: See personality, Eysenck's system of.
Personality,
MBTI System of: See Myers-Briggs
Type Indicator.
Personality,
Introversion-Extraversion and: Brebner and
Cooper (1974) have tried to produce a model of introversion-extraversion which
would combine the best features of the Jungian and Eysenckian traditions. Their
theoretical position incorporated Eysenck's notions of neural excitation and
inhibition, as follows .....
"[The Brebner and Cooper model] made the
assumption that the effects of stimulation impinging upon the individual, and
the demands for active responses from him, were independent of each other, and
that either could have central excitatory or inhibitory effects. From this standpoint,
it was suggested that both introverts and extraverts are characterised by an
imbalance between the effects of stimulation on the one hand and response
organisation on the other. In the case of the introvert, stimulation was
hypothesised to create an excitatory state (S-excitation) but response
preparation to build up an inhibitory state (R-inhibition). The extravert was
characterised as a person with the opposite tendency, that is, to generate
excitation from the organisation and emission of responsiveness (R-excitation)
but, in the absence of response demands, the effects of stimulation rapidly
become inhibitory (S-inhibition). [.....] Because the introvert tends to
generate excitation from stimulation [i.e., S-excitation - Ed.] but inhibition
from active responding [i.e., R-inhibition - Ed.], Brebner and Cooper described
the introvert as 'geared to inspect', and his extravert counterpart as 'geared
to respond' because of his opposite tendency to generate R-excitation but
S-inhibition. Thus, the extravert might be more accurately described as
'response hungry' rather than 'stimulus hungry' [.....] even though with
sufficiently varied and intense stimulation it is possible to maintain
S-excitation even in the extreme extravert" (Brebner and Flavel, 1978,
p9).
In order to test this theoretical framework, Brebner
and Flavel used an experimental design which included a number of "catch-trials" .....
ASIDE: A catch-trial is a dummy trial in a response-time
(RT) experimental paradigm, that is to say, a trial where no test stimulus is,
in fact forthcoming. Catch trials are commonly used to prevent subjects
unfairly anticipating the "Go" signal, and thus biasing the data
collected. Catch trials are particularly easy to implement where the design
uses a pre-Go warning stimulus of some sort.
Their prediction was that E subjects would respond
differently to I subjects in an RT task. They selected 8 Es and 8 Is by
prescreening with the Eysenck Personality Inventory, and the
experimental task was to respond with a key press whenever the digit
"1" appeared on a display. A warning light preceeded the stimulus
proper by 200 msec (except on catch trials, when no stimulus was, in fact,
forthcoming), and the inter-trial interval was 2.3 sec. Catch trials were randomly
distributed in blocks of 200 trials at a time. Three blocks of trials were
presented, one where the catch trial proportion was 10% (Condition A), one
where it was 40% (Condition B), and one where it was 70% (Condition C). Results
showed that Es made significantly more errors in all three conditions. Here is
a table showing the total errors by group and condition .....
|
|
Condition
A |
Condition
B |
Condition
C |
|
Es (n = 8) |
55 |
36 |
29 |
|
Is (n = 8) |
16 |
12 |
3 |
These data were interpreted as indicating that Es had
stronger R-excitation, making it harder for them to withhold a response when
circumstances made that response no longer appropriate.
Personality,
Motivation and: [See firstly drive
theory and personality.] In
everyday English, "to motivate" is "to move; impel; induce;
incite" (Die.Net), and the psychological state which does the motivating -
one's "motivation" - is "the psychological feature that arouses
an organism to action; the reason for the action" (ibid.). Freud's take on motivation is already well documented
[start with the entry for libido and follow the onward links], with
Erich Fromm summarising his position thus .....
"Freud developed not only the first but also the
most consistent and penetrating theory of character as a system of strivings
which underlie, but are not identical with, behaviour. In order to
appreciate Freud's dynamic concept of character, a comparison between behaviour
traits and character traits will be helpful. Behaviour traits are described in
terms of actions which are observable by a third person. Thus, for instance,
the behaviour trait 'being courageous' [.....]. However, if we inquire into the
motivation and particularly into the unconscious motivation of such behaviour
traits we find that the behaviour trait covers numerous and entirely different
character traits. Courageous behaviour may be motivated by
ambition [.....] in order to satisfy his craving for being admired; it may be
motivated by suicidal impulses [.....]; it may be motivated by sheer lack of
imagination [.....]; finally, it may be determined by genuine devotion to the
idea or aim for which a person acts"
(Fromm, Man For Himself, 1947, pp39-40; emphasis added).
Another influential early worker was the Harvard
psychologist Henry Murray (Morgan and Murray, 1935; Murray, 1938, 1943),
who developed a projective test known as the "thematic apperception
test" (TAT). The essence of this test was that subjects who were shown a
photograph and asked to explain what they thought was going on would not reveal
a great deal about the photograph but would usually say an awful lot about
themselves.
TEST YOURSELF NOW: How much do you like to read into
everyday images? How many of your personal ambitions and hang-ups do you
"project" into the characters on show? Take an online derivative of
the TAT now - just
click here.
Supported by his TAT data, Murray (1938, 1943)
developed his own theory of motivation. His basic distinction was between a
"need" and a "press". A "need" was presented as a
force from within, acting to produce behaviour of a certain kind in a certain
direction, as might be seen in a tendency to avoid danger, say, to behave assertively,
or to strive for personal achievement. A "press" on the other hand
was presented as a force from without,
that is to say, from the environment. Murray's point in this was that a given
behaviour - striving for achievement, say - could arise either from a need or a
press, and to cope with this confusion he recommended prefixing the behaviours
under consideration with either an "n-" or a "p-",
respectively. Thus an "n-achievement" was a motivation from within to
achieve, whilst a "p-achievement" was motivation from without. This
naming scheme was then taken up by David McClelland
and his team in their studies of the need to achieve [see achievement motive for this]
TEST YOURSELF NOW: Why are you spending valuable time
reading these words? Is it a "need" or a "press", or
perhaps a bit of both? And what is the pay-off? A better paid job? Personal
satisfaction? To please your parents? An assignment to complete?
The next motivation theorist of note was Brandeis
University's Abraham H. Maslow (e.g., Maslow, 1954, 1968/1982), whose
"pyramid of need" has gone on to become an entry-level classic for
all students of psychology .....
ASIDE: Before presenting some of Maslow's deeper theory, all
readers - beginners and professors alike - are encouraged to (re-)familiarise
themselves (a) with the basic definition of "reductionism", and (b) with the components of Maslow's
pyramid.of needs [show me this].
Ironically, Maslow was always rather reserved as to
his particular expertise at motivation theory, as the following extract
indicates .....
"The original criterion of motivation and the one
that is still used by all human beings except behavioural psychologists is the
subjective one. I am motivated when I feel desire or want or yearning or wish
or lack. No objectively observable state has yet been found that correlates
decently with these subjective reports, i.e., no good behavioural definition
of motivation has yet been found" (Maslow, 1968/1982, p22; emphasis
added).
This humility was Maslow's strength, however, for
despite "having no answers, no absolutes, no solutions which bring the
relief of finality" (1982; jacket text), it permitted him to be a scholar
of all schools. He took data from wherever the data were reliable - from
psychotherapy (Freudian or otherwise), from clinical neurology, from
developmental psychology, from anything indeed from Aristotle to the rat maze.
And having carefully integrated all these knowledge streams, what he found was
that certainty had layers - the microscopic data supported less microscopic
data time and time again. This arrangement only becomes apparent, however, as
you step gradually backwards from the reductionist view of natural phenomena in
a search for the broader context. Yes we are chemical processes on legs, but
the chemistry alone does not explain perception, say, or understanding. And on
the highest plane of all was the being who put the human into humanity - the
"actualised" self. Thus .....
"So far as motivational status is concerned,
healthy people have sufficiently gratified their basic needs for safety,
belongingness, love, respect, and self-esteem, so that they are motivated primarily
by trends to self-actualisation (defined as ongoing actualisation of
potentials, capacities, and talents, as fulfilment of mission (or call, fate,
destiny, or vocation), as a fuller knowledge of, and acceptance of, the
person's own intrinsic nature, as an unceasing trend toward unity, integration,
or synergy within the person. (Maslow, 1968/1982, p25; emphasis added).
Carl Rogers, too, saw the essence of motivation
in its power to produce change in a person, thus .....
"..... it is not necessary for the therapist to
'motivate' the client [..... nor] is the motivation supplied by the client, at
least in any conscious way. Let us say rather that the motivation for learning
and change springs from the self-actualising tendency of life itself [.....
Therapy] is a type of significant learning which takes place when five
conditions are met: When the client perceives himself as faced by a serious and
meaningful problem; When the therapist is [.....] able to be the person he is; When
the therapist feels an unconditional positive regard for the client; When the
therapist experiences an accurate empathic understanding of the client's
private world, and communicates this; When the client to some degree
experiences the therapist's congruence, acceptance, and empathy" (Rogers,
1961, p285).
Turning now to the factor analysts, and taking Cattell
(1965; Cattell and Kline, 1977) as our model thereof, we find that they, too,
like Maslow, spoke of motivation as a problem where it helps if you know where
to start! Their approach was to measure it in all its guises, and then let
mathematics make sense of the resulting raw data. One good way of doing this
was to score a person's interests and attitudes, looking for such indices as
preferences for or against things, distorted perceptions, misbeliefs,
fantasies, projections concerning, guilt over, persistence in, impulsiveness
towards, and so on (Cattell and Kline, 1977; these authors list no less than 68
such indices, all testable, and all worthy of attention). Then follows the
all-important judgment, namely that of inspecting the correlation matrices and
scree plots deciding how many factors to accept philosophically. In the
event, Cattell and Kline (1977) went for six definites, with two possibles
tagged on at the end. Thus .....
"It appears now that there are, in fact, some
seven or eight factors among motivation measurement, and these have been called
motivational components and
called by the Greek letters from alpha to zeta" (Cattell,
1965, p178).
Here are those factors .....
Motivational
Factor Alpha: This factor "is characterised by autism -
believing that one's desires are true and practicable" (Cattell and Kline,
1977, p171). It is indicated by such measures as rapid decision times, fluency,
and rationalisation, and will generally signify "determination to satisfy personal desires [even] when this is somewhat
irrational" (ibid.; emphasis
added). Borrowing from Freudian terminology, Cattell and Kline describe factor alpha as the "id factor".
TEST YOURSELF NOW: Do you put personal desires first,
regardless of common sense and practicality?
Motivational
Factor Beta: This factor is "a component of realised,
integrated, interest" (p172) and is indicated [the authors use the
technical term "loads on"] by such measures as high informational
content and perceptual skills. Cattell and Kline describe factor beta as the "ego factor".
TEST YOURSELF NOW: Do you put common sense and practicality
first, regardless of personal desires?
Motivational
Factor Gamma: This factor loads on autism, fantasy, conscious
preference for, perseveration for, and lack of information about, an activity.
The authors characterise this factor as having an "I ought to be interested" quality, leading them to describe
factor gamma as the "superego
factor".
TEST YOURSELF NOW: Do you put duty first, regardless of
either personal desires or common sense and practicality?
Motivational
Factor Delta: This factor "is almost entirely physiological in nature,
loading on blood pressure, PGR [= psychogalvanic response], and speed of
decision making" (p172). Cattell and Kline describe factor delta as the "unconscious id".
Motivational
Factor Epsilon: This factor "seems to be related to conflict in that
it loads on PGR, poorness of memory for given material and poorness of
reminiscence" (p172). Cattell and Kline describe factor epsilon as the "unconscious
conflict factor" (ibid.).
Motivational
Factors Zeta and Eta: These are
makeweight vague factors, loading on "decision strength and
impulsiveness" (p173) and "fluency and persistence in a perceptual
task" (ibid.), respectively.
Having seen some of the theories of personal
motivation, we turn now to the issue of how to motivate people in practice.
There are four main application areas
here, namely motivating (a) the public at large, (b) workers, (c)
sportspeople, and (d) students. As far as motivating the public at large is concerned, it is actually quite difficult locating the skeleton
of academic substance underneath all the flab-layers of commercial hype which
have attached themselves to that skeleton over the last couple of decades. The
basic reason for this is that poorly motivated people make good customers for
"personal betterment programmes".
EXERCISE: For a good example of how a website based around
"the science and psychology of motivation" can lead on to programmes
for neurolinguistic programming, "life coaching", and
"motivational audiotapes and CDs", we recommend MindBodyFocused.com [homepage]. Another
recent development has been the more widespread use of "personal
trainers" to help enforce diet and fitness training regimes, and there is
even a trend towards military style "fat clubs" along the lines of
"boot camps" [check
one out].
Motivation for the workforce and
sportspeople follows the same
principles as for the public at large, save that the unit costs are higher,
reflecting the greater potential pay-back. Murphy (2005/2007
online) lists 12 "motivational tools" capable of helping us
"unlock personal motivation". These include getting better at
recognising barriers to progress, seeking "freedom", and not just
having a vision, but being able to support it with goals, subgoals, and planned
ways towards achieving them. There is also a lot to learn from MySkillsProfile.com's
approach to the problem [homepage].
Their "Motivation Questionnaire" (MQ) is an 140-item Likert
instrument [check
out the format] which probes the following five dimensions .....
1. Drive:
This dimension takes account of factors such as activity, objective
achievement, and competitiveness.
2. Control:
This dimension takes account of factors such as objective power and peer esteem.
3. Challenge:
This dimension takes account of factors such as interests, flexibility, and the
ability to cope with pressure.
4. Relationships: This dimension takes account of factors such as teamwork, staff
management, and customer relationships.
5. Rewards:
This dimension takes account of factors such as objective pay and job security.
Rather cleverly, the MQ's automated scoring system
then computes and feeds back a suggested range within which projected changes
might be expected to be motivating rather than demotivating to the person
concerned.
TEST YOURSELF NOW: Click here to try
out the trial MQ, and note the structure of the resulting "profile".
As far as motivating students is concerned, much of the research has been carried out under the
general umbrella of locus of control
theory, which see. We close with a word on the flip-side of the topic of
motivation, namely underachievement. To the extent that this affects young people, it is
simply a failure to reach government-set standards (The Prince's Trust, 2007 online). The basic
underachievement syndrome is of children who truant, get excluded from school,
present with challenging behaviour or special educational needs, and
suffer various socio-economic disadvantages. Some 7 million people lack the
basic literacy and numeracy required to prosper in today's world, and
"nearly 25%" of English school-leavers have less than five GCSEs (The
Prince's Trust). An even broader problem, however, is that of underachievement
in the population at large, and here the situation is immediately fraught with
value-judgment, political and religious disagreement, and tragedy. The point is
that underachieving children grow up to become underachieving adults, who then
fail to inspire their children, and so on. The psychology of motivation is thus
an important aspect of a psychology which does not yet (and may not ever)
exist - the psychology of a better world, of peace, and of genuine equal
opportunity. For a worldwide perspective on the problem of youth educational
underachievement, see the Global Campaign for Education's "School Report
2006" [take
me there]. For the broader perspective on human underachievement in
general, we can only suggest you Google on "global hunger" and click
through until you have had enough. For our present purposes, we give the last
value-judgment on the subject to that guru of self-actualisation, Abraham
Maslow, who managed to identify 13 characteristics of the motivationally
healthy person, thus .....
"So far as motivational status is concerned, healthy
people have sufficiently gratified their basic needs [..... and] are motivated
primarily by trends to self-actualisation (defined as ongoing actualisation of
potentials, capacities, and talents, as fulfilment of mission [etc.]). Much to
be preferred to this generalised definition would be a descriptive and
operational one [relying on] clinically observed characteristics. These are:
(1) Superior perception of reality. (2) Increased acceptance of self, of
others, and of nature. (3) Increased spontaneity. (4) Increase in
problem-centering. (5) Increased detachment and desire for privacy. (6)
Increased autonomy, and resistance to enculturation. (7) Greater freshness of
appreciation, and richness of emotional reaction. (8) Higher frequency of peak
experiences. (9) Increased identification with the human species. (10)
[Improved] interpersonal experiences. (11) More democratic character structure.
(12) Greatly increased creativeness. (13) Certain changes in the value
system." (Maslow, 1968/1982, pp25-26).
TEST YOURSELF NOW: Score yourself on these 13 factors.
[See now self.]
Personality,
Multiple: See multiple
personality disorder.
Personality,
Split: In everyday and informal
English, the term "split personality" refers loosely to any of a number
of psychiatric conditions, and reflects images derived more from the movies and
pulp fiction than from the formal literature. This Glossary therefore avoids
the term in favour of the more precise alternatives dissociative identity disorder, multiple personality disorder, self,
divided, and schizoid, and
also emphasises the potential explanatory role of defective feedback mechanisms
in the aetiology of mental illness. To
explore this latter area of research, simply familiarise yourself with the
entry for cognitive deficit, and then move on in turn to Frith, Rees,
and Friston's (1998) "forward
model" and Beck and Rector's
(2003) "hyperconnectivity model". [Now carefully compare personality,
splitting of.]
Personality,
Splitting of:
"When she was good, she was very, very, good; but
when she was bad, she was horrid!" (Attrib. Longfellow)
[See firstly defense
mechanisms (and splitting in
particular) and borderline personality
disorder (BPD). Note also the caution (immediately above) concerning the overly
loose, but popular, term "split personality".] In a theoretically
penetrating review of the aetiology of (BPD), Kernberg (1967) makes much of the
processes of splitting as determinants of the ego resources eventually
available to the adult borderline patient. He begins by reviewing the
"symptomatic categories" of BPD, as follows .....
1. Anxiety: With only a few exceptions, this tends to be a "chronic, diffuse, free-floating anxiety"
(p647).
2. Polysymptomatic Neurosis: Under this heading Kernberg notes multiple phobias,
"especially those which impose severe restrictions on the patient's daily
life" (p647), obsessive-compulsive
symptoms, "multiple, elaborate, or bizarre" conversion
symptoms, dissociative reactions, "especially hysterical 'twilight
states' and fugues" (p648), hypochondriasis, and "paranoid and
hypochondriacal trends [other than] secondary to intense anxiety reaction"
(p648).
3. Polymorphous Perverse Sexual Trends: Under this heading Kernberg notes "a manifest sexual
deviation within which several perverse trends coexist" (p649). For
example, "heterosexual and homosexual promiscuity with sadistic elements
[either actual or as masturbatory fantasy]" (p649), perhaps including
libidinised "eliminatory" themes in the sense of urination and
defecation [readers unfamiliar with this area of perversion need only Google
for a few seconds on the keywords <ws> and <scat> to get the hang
of what is involved]. Generally speaking, the more "chaotic and multiple"
the perversities, the more indicative that behaviour is of borderline
personality organisation.
4. "Classical" Prepsychotic Personality
Structures: Under this heading Kernberg notes paranoid,
schizoid, hypomanic, and cyclothymic
streams, but excludes those associated with "depressive
personality".
5. Impulse
Neurosis ands Addictions: Under this
heading Kernberg notes alcoholism, drug addiction, "psychogenic
obesity", and kleptomania, as "all typical".
6.
"Lower Level" Character Disorder: Under this heading Kernberg presents a complex two-layered taxonomy, as
follows .....
(a) Hysterical Personality and Infantile Personality: This category is subdivided as follows .....
(i) Emotionally Labile Type: Patients of this type may
use "pseudohyperemotionality" as a defense mechanism alongside repression
in relationship problem situations, but will nevertheless present as
"quite stable" in other situations.
STUDY TASK: Do a Google search on the keywords "fly off the
handle", "characters", and "drama". Read some of the
descriptions you will be offered.
(ii) Overinvolved Type: Patients of this type
present with deceptively "appropriate charm", beneath which lurks, in
selected relationships, a childlike "clinging" or
"over-identification".
STUDY TASK: Repeat the earlier task for the keywords "clingy",
"characters", and "drama".
(iv) Pseudohypersexual Type: Patients of this type
present with "the need to be loved", although that need is not always
genitally sexualised to the same extent.
(v) Competitive Type: Patients of this type
present with more or less clearly defined patterns of competitiveness, which, according to their particular resolution of
Oedipal issues, can be directed against either males or females.
(vi)
Masochistic Type (Medium-Low Level):
Patients of this type present with less resultant guilt than the corresponding
"high level" types mentioned below, and "are prevalent in the
infantile personality" (p654).
(b)
Narcissistic Personality: This
category is not subdivided, and Kernberg argues that it is important to
distinguish between a "narcissistic personality" as a discrete
disorder, and a number of narcissistic "character traits"
characteristic of BPD. The final call one way or the other is a matter of fine
clinical judgment. Narcissistic patients present with "an unusual degree
of self-reference in their interactions with other people" (p655), a type
of behaviour which is consistent with a "disturbance of their self-regard
in connection with specific disturbances in their object relationships" (ibid.). Here is a pen-picture of what
might be involved .....
"The patients present an unusual degree of
self-reference in their interactions with other people, a great need to be loved
and admired by others, and a curious apparent contradiction between a very
inflated concept of themselves and an inordinate need for tribute from others.
Their emotional life is shallow. They experience little empathy for the
feelings of others, they obtain very little enjoyment from life other than from
the tributes they receive from [them]. They envy others, tend to idealise
some people from whom they expect narcissistic supplies, and to depreciate and
treat with contempt those from whom they do not expect anything (often their
former idols)" (Kernberg, 1967, p655; emphasis added).
STUDY TASK: Repeat the earlier task for the keywords
"narcissistic", "characters", and "drama".
(c)
Depressive-Masochistic (High Level) Character: This category is subdivided as follows .....
(i)
Depressive Type: Patients of this type present with a "pregenital pathology"
(p657) and are close in characterological terms to hysterical and
obsessive-compulsive characters. Some masochistic traits may "represent
dynamically an acting out of unconscious guilt over genitality [.....] a severe
superego representing mainly the internalised, prohibitive, oedipal
mother" (ibid.).
(ii)
Sadomasochistic Type: Patients of this type often present as help-rejecting complainers and infantile personalities.
(iii)
Primitive Self-Destructive Type: Patients of this type present with a "rather
primitive sexualisation of masochistic needs" (p657), resulting in
perverse self- or other-directed aggression, and "a remarkable absence of
the capacity to experience guilt (ibid.). This category includes self-harm and
"impulsive suicidal gestures" (p658).
STUDY TASK: Repeat the earlier task for the keywords "self-harm",
"characters", and "drama".
(iv)
"Symptomatic" Depressive Type: Patients of this type present with a
"psychotic degree of depressive reaction, which tends to produce ego
disorganisation in the form of 'depressive depersonalisation' and severe
withdrawal from emotional relationships with reality" (p658). Kernberg
sees "an excessively severe, sadistic superego" at work in such
cases.
Kernberg (1967) then undertakes a "structural
analysis", that is to say, an attempt to analyse the ego as "an
overall structure which integrates substructures and functions" (p660). In
so doing, he finds explanatory value in the (sometimes criticised) term
"ego weakness", recognising three important manifestations of
weakness, as follows .....
1.
Nonspecific Manifestations: Under
this heading, Kernberg mentions lack of anxiety tolerance, lack of impulse
control, lack of "developed sublimatory channels", and a "lack
of differentiation of self and object images" (p660).
2. Primary
Process Shift: Under this heading,
Kernberg adopts and works forward from Rapaport's (1957) analysis of
"cognitive structures" and Rapaport and Gill's (1959) analysis of
"preschizophrenic" thought disorder. He regards Rapaport and Gill's
preschizophrenics as "corresponding broadly" to BPD, but is curious
that BPD patients show comparatively few signs of "formal disorder of
their thought processes" (p662). Indeed, it is a feature of their
cognitive make-up, he suggests, which only appears under projective testing, thus .....
"[O]n projective testing, and especially in
response to unstructured stimuli, primary-process thinking tends to appear in
the form of primitive fantasies, in a decrease in the capacity to adapt to the
formal givens of the test material, and particularly in the use of peculiar
verbalisations. [.....] It may well be that regression to primary-process thinking
is the final outcome of several aspects of borderline personality
organisation: (a) the reactivation of pathological early internalised object
relationships [.....]; (b) the reactivation of early defensive operations,
especially generalised dissociative or splitting mechanisms affecting
the integration of cognitive processes; (c) the partial refusion of primitive self and
object images affecting the stability of ego boundaries; and (d) regression
toward primitive cognitive structures of the ego because of nonspecific shifts
in the cathexis-countercathexis equilibrium. Whatever its origin, the regression toward primary-process thinking is
still the most important single structural indicator of borderline personality
organisation" (Kernberg,
1967, pp662-663; emphasis added).
STUDY TASK: Repeat the earlier task for the keywords "primary
process", "regression", "characters", and
"drama".
ASIDE: Yet again [see bold emphasis above] we return to the theme
of the integration of naturally separate or unnaturally held-separate cognitive content, and yet again - as a database
designer turned psychologist - we see a prima
facie case for applying the commercial disciplines of data modelling in the
search for greater philosophical understanding of the processes involved. The
mode of action of the database <CONNECT> and <DISCONNECT> instructions on a given data structure is
particularly resonant in this respect.
3. Specific
Defensive Operations: Under this heading,
Kernberg tries to get to the very basics of "the development and
integration" of the ego. He suspects that "libidinal drive
derivatives" (p663) develop for a while separately from "aggressive
drive derivatives", and this is precisely where and why the
processes of splitting are so important.
Here is Kernberg's argument in its original detail
.....
"This
defensive division of the ego, in which what was at first a simple defect in
integration [see sidenotes above and below - Ed.] is then used actively for other purposes, is
in essence the mechanism of splitting. This mechanism is normally used only
in an early stage of ego development during the first year of life, and rapidly
is replaced by higher level defensive operations of the ego which centre around
repression and related mechanisms such as reaction formation, isolation, and
undoing, all of which protect the ego from intrapsychic conflicts by means of
the rejection of a drive derivative or its ideational representation, or both,
from the conscious ego. By contrast, in pathological conditions when this
mechanism [.....] persists, splitting protects the ego from conflicts by means
of the dissociation or active maintaining apart of introjections and
identifications of strongly conflictual nature, namely, those libidinally
determined from those aggressively determined, without regard to the access to
consciousness. The drive derivative in this case attains full emotional,
ideational, and motor consciousness, but is completely separated from other segments
of the conscious psychic experience" (Kernberg, 1967, pp663-664; bold
emphasis added).
ASIDE: At this juncture we need to remind ourselves of the
"cognitive deficit" tradition in psychiatric explanation.
Whenever we assert a cognitive deficit, we are saying that an entire disease
configuration can be traced back to relatively straightforward malfunctioning
of the cognitive system, probably itself the result of a "loose wire"
somewhere in the nervous system, probably itself the result of genetic, perinatal, or neuro-developmental
anomaly. Cognitive deficits, in other words, are just dimensions of
individual difference, on a par with intelligence and personality factors. There are several major cognitive deficit
explanations on offer, including the feedback
theory of schizophrenia [see
Frith (1979)], the order of
representation theory of autism
[see meta-representation], and the phonological memory theory of dyslexia (or, indeed, of all special educational needs) [see companion resource,
Section 4.4]. With the sort of ego dis-integration Kernberg is talking about here, our suspicion centres on a
pathological imbalance between the biological cognates of the <CONNECT>
and <DISCONNECT> instructions mentioned above, which would very rapidly
show itself in difficulties cross-associating individual elements, clusters, or
even major domains, of mental content.
Kernberg profiles the resulting borderline ego as
flip-flopping [our term] between "contradictory" states, which
contradictions manage to defy detection for as long as the states can be kept
separate. He also points to what he considers the critical developmental issue,
as follows .....
"In the psychoses [and to some extent in
borderline personality organisation], there is a severe defect of the
differentiation between self and object images, and regressive refusion [thereof] occurs in the form of primitive merging
fantasies, with the concomitant blurring
of the ego boundaries [between] self and nonself.
[.....] Vicious circles involving
projection of aggression and reintrojection of
aggressively determined object and self images are probably a major factor
in the development of both psychosis and borderline personality organisation. In the psychoses their main effect is
regressive refusion of self and object images; in the
case of the [borderline], what predominates is [.....] an intensification and pathological fixation of splitting processes.
In [borderlines, ..... t]he major defect in development lies here in the
incapacity to synthesise positive and negative introjections and
identifications; there is a lack of the capacity to bring together the
aggressively determined and libidinally determined
self and object images. [..... This]
excessive aggression may stem both from a constitutionally determined intensity
of aggressive drives or from severe early frustration, and extremely severe aggressive and self-aggressive strivings connected
with early self and object images are consistently related to borderline
personality organisation" (Kernberg,
1967, pp665-666; bold emphasis added).
Kernberg now points his diagnostic finger at what he believes
to be the fundamental cause of borderline pathology, thus [a long passage,
heavily abridged] .....
"[T]he lack of synthesis of contradictory self
and object images has numerous pathological consequences. Splitting is
maintained as an essential mechanism preventing diffusion of anxiety within the
ego and protecting the positive introjections and identifications. The need to
preserve the good self, and good object images, and good external objects in
the presence of dangerous 'all bad' self and object images leads to a number of
subsidiary defensive operations. All these subsidiary defensive operations,
together with splitting itself, constitute the characteristic defensive
mechanisms present in the borderline personality organisation [but splitting]
underlies all the others which follow. [.....] Splitting, then, is a
fundamental cause of ego weakness, and as splitting also requires less
countercathexis than repression, a weak ego falls back easily on splitting, and
a vicious circle is created by which ego weakness and splitting reinforce each
other. [.....] One other direct manifestation of splitting may be a selective 'lack of impulse control' in
certain areas [.....]. Probably the best known manifestation of splitting is
the division of external objects into 'all good' ones and 'all bad' ones, with
the concomitant possibility of complete, abrupt, shifts of an object from one
extreme compartment to the other; that
is, sudden and complete reversals of all feelings and conceptualisations about
a particular person" (Kernberg,
1967, pp666-668; emphasis added).
Kernberg sees an important role for the defenses of idealisation, projection, denial, omnipotence and devaluation
in all this. As far as idealisation is concerned, this is because it provides
such instant and effective concealment, thus .....
"[Primitive idealisation] refers to the tendency
to see external objects as totally good, in order to make sure that they can
protect one against the 'bad' objects [.....]. Primitive idealisation
creates unrealistic all-good and powerful object images, and this also
affects negatively the development of the ego ideal and the superego. [It thus
contrasts with] later forms of idealisation, such as that typically present in
depressive patients who idealise objects out of guilt over their own aggression
toward the object. [.....] Primitive idealisation implies neither the conscious
or unconscious acknowledgement of aggression toward the object, nor guilt over
this aggression and concern for the object. Thus, it is not a reaction
formation, but rather is the direct manifestation of a primitive, protective
fantasy structure in which there is no real regard for the ideal object, but a
simple need for it as a protection against a surrounding world of dangerous
objects" (Kernberg, 1967, p668; emphasis added).
STUDY TASK: Repeat the earlier task for the keywords "too good to be true",
"regression", "characters", and "drama".
As for projection, Kernberg believes that there can be
"very strong" projective trends in borderlines, reflecting that
defense's inherent ability to externalise all the things you cannot stomach in yourself,
thus .....
"The main purpose of projection here is to
externalise the all-bad aggressive self and object images, and the main consequence of this need is the development of dangerous
retaliatory objects against which the patient has to defend himself. This
projection of aggression is rather unsuccessful. While these patients do have
sufficient development of ego boundaries to be able to differentiate self and
objects in most areas of their lives, the very intensity of the projective
needs, plus the general ego weakness characterising these patients, weakens ego
boundaries in the particular area of the projection of aggression. This leads
such patients to feel that they can still identify themselves with the object
onto whom aggression has been projected, and their ongoing 'empathy' with the
now threatening object maintains and increases the fear of their own projected
aggression. Therefore, they have to control the object in order to prevent
it from attacking them under the influence of the (projected) aggressive
impulses; they have to attack and control the object before (as they fear) they
themselves are attacked and destroyed. In summary, projective
identification is characterised by the lack of differentiation between self and
object in that particular area, by continuing to experience the impulse as well
as the fear of that impulse while the projection is active, and by the need to
control the external object [citations]" (Kernberg, 1967, p669; emphases
added).
STUDY TASK: Repeat the earlier task for the keywords "controlling
personality", "regression", "characters", and
"drama".
ASIDE: Projected hostility usually makes self-fulfilling
prophecy, because there is nothing more calculated to sour a relationship than
being forcibly, and probably abruptly, shut out, as would happen following one
of the flip-floppings of ego state mentioned above.
As for denial, Kernberg notes that borderlines
typically include denial in their defensive repertoire, especially
"primitive" forms thereof. Again, this may assist their
characteristically abrupt changes of stance on particular relationships, thus
.....
"The patient is aware of the fact that [his]
perceptions, thoughts, and feelings about himself or other people are
completely opposite to those he has had at other times; but this memory has no
emotional relevance, it cannot influence the way he feels now. [.....] When
pressed, the patient acknowledges his intellectual awareness of the sector
which has been denied, but again he cannot integrate it with the rest of his
emotional experience" (Kernberg, 1967, p670).
Kernberg deals with omnipotence and devaluation in the
same breath. He describes these defenses as "intimately linked" to
splitting, and profiles their use as follows .....
"Patients using these two mechanisms of defense
may shift between the need to establish a demanding clinging relationship to an
idealised 'magic' object at some times, and fantasies and behaviour betraying a
deep feeling of magical omnipotence of their own at other times. Both stages
represent their identification with an 'all good' object, idealised and
powerful as a protection against bad, 'persecutory' objects. [.....] Underneath
the feelings of insecurity, self-criticism, and inferiority that [borderlines]
present, one can frequently find grandiose and omnipotent trends. [.....] The devaluation of external objects is in
part a corollary of the omnipotence; if an external object can provide no
further gratification or protection, it is dropped and dismissed because there
was no real capacity for love of this object in the first place. [Other
possible motives] are the revengeful destruction of the object which frustrated
the patient's needs [or] the defensive devaluation of objects in order to
prevent them becoming feared and hated 'persecutors'" (Kernberg, 1967,
pp671-672; emphasis added).
STUDY TASK: Repeat the earlier task for the keywords "constantly
belittling", "regression", "characters", and
"drama".
Taken together, the borderline's repertoire of
pathologically interlocking defenses almost literally
rips their lives - and the lives of partners and children as well - apart. They are disasters waiting to happen,
and the triggering event seems to be when circumstances require that good and
bad object structures suddenly need to be "synthesised", thus .....
"The consequences of the persistence of split-up
'all good' and 'all bad' introjections are multiple. First of all, [.....] a
chronic tendency to eruption of primitive affect states remains. [.....] Borderline patients frequently present
deficiencies in the capacity for experiencing guilt feelings and feelings of
concern for objects. Their depressive reactions take primitive forms of
impotent rage and feelings of defeat by external forces, rather than mourning
over good, lost objects and regret over their aggression toward themselves and
others. The presence of 'all good' and 'all bad' object images which cannot be
integrated interferes seriously with superego integration. Primitive
forerunners of the superego of a sadistic kind, representing internalised bad
object images related to pre-genital conflicts, are too overriding to be
tolerated, and are reprojected in the form of externalised bad objects.
Overidealised object images and 'all good' self images can create only
fantastic ideals of power, greatness, and perfection, and not the more
realistic demands and goals that would be brought about by superego
integration. [.....] The normal ego-integrating pressures of the superego are
missing, as well as the capacity of the ego to feel guilt" (Kernberg, 1967, pp673-674;
emphasis added).
STUDY TASK: Repeat the earlier task for the keywords "impotent
rage", "regression", "characters", and
"drama".
Kernberg sees the constant projection of "all bad"
self and object images as a self-perpetuating habit of mind. As a result,
borderlines consistently "have little capacity for a realistic evaluation
of others and for realistic empathy with others" (p675), and are always
ready to move their relationships on in search of a better match for their
fantasies. Here is the closing summary of this long and demanding paper
.....
"In summary, in both sexes excessive development of pregenital, especially oral aggression tends
to induce a premature development of oedipal strivings, and as a consequence a
particular pathological condensation between pregenital and genital aims under
the overriding influence of aggressive needs. A common outcome is the
presence of several of the pathological compromise solutions which give rise to
a typical persistence of polymorphous perverse sexual trends in patients
presenting borderline personality organisation. What appears on the surface as
a chaotic persistence of primitive drives and fears, the 'pansexuality' of the
borderline case, represents a combination of several of these pathological
solutions [, all] unsuccessful attempts to deal with the aggressiveness of
genital trends and the general infiltration of all instinctual needs by
aggression. On psychological testing, borderline patients demonstrate a lack of
the normal predominance of heterosexual genital strivings [and the] chaotic
combination of preoedipal and oedipal strivings is a reflection of the
pathological condensation mentioned. [.....] Their 'lack of sexual identity' does
not reflect a lack of sexual identification, but a combination of several
strong fixations to cope with the same conflicts" (Kernberg, 1967,
pp681-682;).
[Compare self,
divided.]
Personality, Thomas and Chess's Nine-Factor
System: Thomas and Chess (1977) identified nine dimensions of temperament in
children, as follows .....
Activity
Level: This
is a measure of how physically <active-inactive> a child is in its
typical environment.
Rhythmicity: This
is a high-low measure of how predictable a child is in its daily behaviours.
Approach/Withdrawal:
This is a high-low measure of a
child's tendency to approach a novel object or stimulus.
Adaptability:
This is a high-low measure of how readily
that tendency to approach (or not) can be changed in the light of subsequent
experience with the object or stimulus in question.
Threshold of
Responsiveness: This is a high-low measure of the stimulus intensity required to trigger
a child's response.
Intensity of
Reaction:
This is a measure of the amount of focused energy and concern put into a
response, considered in isolation from the direction of that response.
Quality of
Mood: This is a high-low measure of how
pleasantly disposed a child is.
Distractability:
This is a high-low measure of how
distractable a child is.
Attention
Span and Persistence: This is a
high-low measure of how long a child typically pursues a given activity, all
other things being equal.
Personality,
Toxic Caring and: ENTRY TO FOLLOW.
Personality,
Toxic Parenting and: ENTRY TO FOLLOW.
Personality,
Type A:
[See firstly personality.] This is Friedman and Rosenman's (1974) notion of
a go-getting and overly forceful personality type who paid for their constant
drive by being more than normally disposed to coronary heart disease (CHD).
Type As crave achievement and recognition, tend to be aggressive, ruthless
even, in achieving it, and always seem to be in a hurry. The typical approach
is that of Rosenman et al (1975), who carried out an 8-year longitudinal study
of more than 3000 initially healthy Californian males aged 39-49 years, and
found that Type As were twice as likely as non-As to develop CHD. A flurry of
follow-up studies then found associations between Type A and
control-helplessness (Glass, 1977), self-esteem (Price, 1982), and neuroticism
(Eysenck and Fulker, 1983), although the precise causal network of constructs
and interactions remains to be unravelled. Here are some of the probe
descriptors used in the Friedman and Rosenman study .....
Q2: "You always move,
walk, and eat rapidly"
Q4: "You indulge in
polyphasic thought or performance, frequently striving to think of or do two
things simultaneously"
Q8: "You do not have the
time to spare to"
Q9: "You attempt to
schedule more and more in less and less time, and"
Q13: "You find yourself
increasingly and ineluctably [= "unavoidably"] committed to
translating and evaluating not only your own but also the activities of others
in terms of numbers"
A useful self-report measure
of Type A is the Jenkins Activity Scale.
See the
Master References List
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